The Liver Building

Anti Money Laundering Update

Details

Speaker: Matthew Hickling

Date: Tuesday 7th September, 2021

Time: 09:30 - 12:30

Areas of Law: Criminal; Management

Competencies: B

Venue:
Online

Course Code: S4590

Description

For solicitors, fee earners & support staff who are involved in any way with client files, this training seminar will ensure that you are up-to-date with the latest AML requirements, guidance, practice notes and red flags. Using examples, hyperlinks and videos, the seminar will include:

  • What’s happening in legal sector regulation
  • Recognising risk – Red Flags and sector trends
  • Identity – How easy is it to “be” “someone else”?
  • External risks – How might we be targeted?
  • Internal risks – What is our culture and governance?
  • Understanding client matter rationale – why it’s important
  • Mitigating risk – Managing residual risk – Ongoing monitoring
  • The importance of proper file notes – What they need to do
  • File reviews – What to look for – Educating others
  • When risk proxies are hard to identify – SAR’s, DAML’s

Can’t make the date/time or need to revisit the training? No problem, booking onto this event means you will receive a link to access a recording of the event at your leisure! The link will be sent within approx 72hrs of live broadcast & be available for approx. 3 months, to view as many times as you wish.

Speaker Biographies

Matthew Hickling qualified as a solicitor in the 1990’s, practicing principally as a litigator and advocate. Now non-practising, Matthew is on the External Faculty of the International Compliance Association, delivering financial crime seminars and workshops to the legal and financial sectors, and law enforcement agencies. Also on the external faculties of two universities, Matthew delivers engaging and digestible seminars, to make sure that you are completely up-to-date, aware, and alert, as you undertake client work.

Prices

Member £105
Non-member £150
Training Passport Free
Note: 20% VAT added at checkout