The Liver Building

SRA areas of focus: AML Risk Assessments and Transparency Rules

Details

Speaker: Tracy Thompson

Date: Thursday 28th January, 2021

Time: 10:00 - 11:15

Areas of Law: Civil Litigation; Company & Commercial; Criminal; Employment; Family; Management; Personal Injury; Property; Wills, Trust, Tax & Probate

Venue:
Online

Course Code: S4529

Description

Can’t make the date/time or need to revisit the training? No problem, booking onto this event means you will receive a link to access a recording of the event at your leisure!

The link will be sent within approx 72hrs of live broadcast & be available for approx. 3 months, to view as many times as you wish.

The SRA is currently actively reviewing firms compliance with the legislative requirements of the Money Laundering Regulations (2017) and SRA Transparency Rules and have openly stated that they expect to see evidence of full compliance when conducting their review and will take enforcement action against those firms who cannot demonstrate compliance.

This short webinar aims to provide practical guidance to assist firms in understanding how to comply with obligations and will cover;

  • SRA Transparency requirements – key requirements and considerations.
  • Money Laundering Regulations (2017) Regulation 18 Firmwide Risk Assessment – key requirements and considerations.
  • SRA AML practice visits – what to expect.

Speaker Biographies

Tracy is a property lawyer who has spent over two decades in the legal profession, most recently as managing partner of a Merseyside multi-disciplinary practice. She is very hands on in her approach to management and has a unique perspective of the many challenges facing law firms. Tracy possesses a diverse mix of skills and is highly experienced in operational management and business strategy. Tracy is passionate about the benefits Lexcel can bring to a practice and it is this passion which saw her appointed to the Law Society Lexcel Panel in 2013. She is a Law Society accredited Lexcel Consultant and a Lexcel Assessor for both the England & Wales standard, and the International standard. Tracy has recently been appointed Lead Assessor for the Law Society’s Conveyancing Quality Scheme.

Prices

Member £55
Non-member £80
Corporate Member Training Offer 1 Credit
Training Season Ticket Free
Note: 20% VAT added at checkout