The Liver Building

From SRA Handbook to the new Standards and Regulations

Details

Speaker: Jo Morris

Date: Tuesday 3rd December, 2019

Time: 10:00 - 15:30

Areas of Law: Management

Competencies: A & D

Venue:
Liverpool Law Society,
2nd Floor Helix,
Edmund Street,
Liverpool,
L3 9NY

Course Code: S4222

Description

On the 25th November 2019, after over seven years of the SRA Handbook, we saw the introduction of the new SRA Standards and Regulations (another SAR). When it was first introduced the Handbook gave us a different way of working by introducing outcomes-focused regulation (OFR), together with a risk based approach and introduced us to the COLP and COFA. The risk based approach and the compliance officers are staying with us but the outcomes and indicative behaviours will disappear and we will be introduced to the new standards of conduct.

The implementation date of 25th November 2019 has now gone and we should now be following the new regime. There will be no grace period. So, what have you done to prepare your firm for a seamless transition from old to new?

This course is a must for compliance officers, compliance team members, fee earners and managers and will cover the following:

  • The Principles – from ten to seven – what stays, what goes and what has been moved elsewhere
  • Not one but two! The new Codes of Conduct – one for the solicitors, registered European lawyers and foreign lawyers and one for the firm
  • The SRA Accounts Rules – after twenty one years the accounts rules have been given a major update and are less restrictive
  • An overview of the rest of the new standards and regulations
  • The role of the COLP and COFA in the future
  • Getting ready – what are we doing to prepare for this new way of working including:
    • Reviewing of your policies, procedures and documentation
    • Reviewing and implementing changes in regards to the accounts rules
    • Training of your staff on all areas of the new regime
    • Making the transition from old to new

Speaker Biographies

Joanna Morris has over thirty years’ experience of working in solicitors practices from being a legal cashier to a practice manager. Joanna is a consultant having previously worked in a top 40 law firm as a Risk and Regulatory Compliance Training Manager. She has also worked as the Finance Compliance Manager for the first Alternative Business Structure (ABS) in Wales. She is a Diploma member of the Institute for Legal Finance and Management (ILFM). Joanna is a qualified NVQ assessor and holds a Certificate in Education for Teaching in the Lifelong Learning Sector. Jo was highly commended in June 2011 by the Legal Education and Training Group (LETG) in the category Best Programme for Lawyers for Solicitors Accounts Rules training for Hill Dickinson LLP. She was also shortlisted in the category of Compliance Trainer of the Year for the Women in Compliance Awards 2014.

Prices

Member £200
Non-member £290
Corporate Member Training Offer 2 Credits
Training Season Ticket Free
Note: 20% VAT added at checkout